The Question of Machiavelli

Isaiah Berlin

New York Review of Books

2015-10-26

“There is prima facie something strange about so violent a disparity of judgments. What other thinker has presented so many facets to the students of his ideas? What other writer—and he not even a recognized philosopher—has caused his readers to disagree about his purposes so deeply and so widely? Yet I must repeat, Machiavelli does not write obscurely; nearly all his interpreters praise him for his terse, dry, clear prose. What is it that has proved so arresting to so many?”

“If ethics is confined to, let us say, Stoic or Christian or Kantian, or even some types of utilitarian ethics, where the source and criterion of value are the word of God, or eternal reason, or some inner sense or knowledge of good and evil, of right and wrong, voices which speak directly to the individual consciousness with absolute authority, this might have been tenable. But there exists an equally time-honored ethics, that of the Greek polis, of which Aristotle provided the clearest exposition. Since men are beings made by nature to live in communities, their communal purposes are the ultimate values from which the rest are derived, or with which their ends as individuals are identified. Politics—the art of living in a polis—is not an activity that can be dispensed with by those who prefer private life: it is not like seafaring or sculpture which those who do not wish to do so need not undertake. Political conduct is intrinsic to being a human being at a certain stage of civilization, and what it demands is intrinsic to living a successful human life.”

“Ethics so conceived—the code of conduct or the ideal to be pursued by the individual—cannot be known save by understanding the purpose and character of his polis; still less be capable of being divorced from it, even in thought. This is the kind of pre-Christian morality that Machiavelli takes for granted. “It is well-known,” says Benedetto Croce, “that Machiavelli discovered the necessity and autonomy of politics, which is beyond moral good and evil, which has its own laws against which it is useless to rebel, which cannot be exorcised and made to vanish by holy water.” Beyond good and evil in some non-Aristotelian, religious, or liberal-Kantian sense; but not beyond the good and evil of those communities, ancient or modern, whose sacred values are social through and through. The arts of colonization or of mass murder (let us say) may also have their “own laws against which it is useless to rebel” for those who wish to practice them successfully. But if or when these laws collide with those of morality, it is possible, and indeed morally imperative, to abandon such activities.”

“But if Aristotle and Machiavelli are right about what men are (and should be—and Machiavelli’s ideal is, particularly in The Discourses, drawn in vivid colors), political activity is intrinsic to human nature, and while individuals here and there may opt out, the mass of mankind cannot do so; and its communal life determines the moral duties of its members. Hence in opposing the “laws of politics” to “good and evil” Machiavelli is not contrasting two “autonomous” spheres of acting—the “political” and the “moral”: he is contrasting his own “political” ethics with another ethical conception which governs the lives of persons who are of no interest to him. He is indeed rejecting one morality—the Christian—but not in favor of something that is not a morality at all but a game of skill, an activity called political, which is not concerned with ultimate human ends and is therefore not ethical at all.”

“He is indeed rejecting Christian ethics, but in favor of another system, another moral universe—the world of Pericles or of Scipio, or even of the Duke Valentino, a society geared to ends just as ultimate as the Christian faith, a society in which men fight and are ready to die for (public) ends which they pursue for their own sakes. They are choosing not a realm of means (called politics) as opposed to a realm of ends (called morals), but opt for a rival (Roman or classical) morality, an alternative realm of ends. In other, words the conflict is between two moralities, Christian and pagan (or as some wish to call it, aesthetic), not between autonomous realms of morals and politics.”

“The pagan world that Machiavelli prefers is built on recognition of the need for systematic guile and force by rulers, and he seems to think it natural and not at all exceptional or morally agonizing that they should employ these weapons wherever they are needed.”

“But it is the first misinterpretation that goes deepest, that which represents Machiavelli as caring little or nothing for moral issues. This is surely not borne out by his own language. Anyone whose thought revolves round central concepts such as the good and the bad, the corrupt and the pure, has an ethical scale in mind in terms of which he gives moral praise and blame. Machiavelli’s values are not Christian, but they are moral values.”

“Machiavelli’s values, I should like to repeat, are not instrumental but moral and ultimate, and he calls for great sacrifices in their name. For them he rejects the rival scale—the Christian principles of ozio and meekness, not, indeed, as being defective in themselves, but as inapplicable to the conditions of real life; and real life for him means not merely (as is sometimes alleged) life as it was lived around him in Italy—the crimes, hypocrisies, brutalities, follies of Florence, Rome, Venice, Milan. This is not the touchstone of reality. His purpose is not to leave unchanged or to reproduce this kind of life, but to lift it to a new plane, to rescue Italy from squalor and slavery, to restore her to health and sanity.”

“The moral ideal for which he thinks no sacrifice too great—the welfare of the patria—is for him the highest form of social existence attainable by man; but attainable, not unattainable; not a world outside the limits of human capacity, given human beings as we know them, that is, creatures compounded out of those emotional, intellectual, and physical properties of which history and observation provide examples. He asks for men improved but not transfigured, not superhuman; not for a world of angelic beings unknown on this earth, who, even if they could be created, could not be called human.”

“If you object to the political methods recommended because they seem to you morally detestable, if you refuse to embark upon them because they are, to use Ritter’s word, “erschreckend,” too frightening, Machiavelli has no answer, no argument. In that case you are perfectly entitled to lead a morally good life, be a private citizen (or a monk), seek some corner of your own. But, in that event, you must not make yourself responsible for the lives of others or expect good fortune; in a material sense you must expect to be ignored or destroyed.”

“In other words you can opt out of the public world, but in that case he has nothing to say to you, for it is to the public world and to the men in it that he addresses himself. This is expressed most clearly in his notorious advice to the victor who has to hold down a conquered province. He advises a clean sweep: new governors, new titles, new powers, and new men; “He should make the poor rich and the rich poor, as David did when he became king…who heaped riches on the needy and dismissed the wealthy empty-handed.” Besides this, he should destroy the old cities and build new ones, and transfer the inhabitants from one place to another. In short, he should leave nothing unchanged in that province, so that there should be “neither rank, nor grade, nor honor, nor wealth that would not be recognized as coming from him.” He should take Philip of Macedon as his model, who “by proceeding in that manner became…master of all Greece.””

“Now Philip’s historian informs us—Machiavelli goes on to say—that he transferred the inhabitants from one province to another “as shepherds move their flocks” from one place to another. “Doubtless,” Machiavelli continues, “these means are cruel and destructive of all civilized life, and neither Christian nor even human, and should be avoided by everyone. In fact, the life of a private citizen would be preferable to that of a king at the expense of the ruin of so many human beings. Nevertheless, whoever is unwilling to adopt the first and humane course must, if he wishes to maintain his power, follow the latter evil course. But men generally decide upon a middle course which is most hazardous; for they know neither how to be wholly good nor wholly bad, and so lose both worlds.””

“This is plain enough. There are two worlds, that of personal morality and that of public organization. There are two ethical codes, both ultimate; not two “autonomous” regions, one of “ethics,” another of “politics,” but two (for him) exhaustive alternatives between two conflicting systems of value. If a man chooses the “first, humane course,” he must presumably give up all hope of Athens and Rome, of a noble and glorious society in which human beings can thrive and grow strong, proud, wise, and productive. Indeed, he must abandon all hope of a tolerable life on earth: for men cannot live outside society; they will not survive collectively if they are led by men who (like Soderini) are influenced by the first, “private” morality; they will not be able to realize their minimal goals as men; they will end in a state of moral, not merely political, degradation. But if a man chooses, as Machiavelli himself has done, the second course, then he must suppress his private qualms, if he has any, for it is certain that those who are too squeamish during the remaking of a society, or even during its pursuit and maintenance of its power and glory, will go to the wall. Whoever has chosen to make an omelette cannot do so without breaking eggs.”

“He thinks these ruthless methods are necessary—necessary as means to provide good results, good in terms not of a Christian, but of a secular, humanistic, naturalistic morality.”

“There is more than one world, and more than one set of virtues: confusion between them is disastrous. One of the chief illusions caused by ignoring this is the Platonic-Hebraic-Christian view that virtuous rulers create virtuous men. This, according to Machiavelli, is not true. Generosity is a virtue, but not in princes. A generous prince will ruin the citizens by taxing them too heavily, a mean prince (and Machiavelli does not say that meanness is a good quality in private men) will save the purses of the citizens and so add to public welfare. A kind ruler—and kindness is a virtue—may let intriguers and stronger characters dominate him, and so cause chaos and corruption.”

“One may disagree with this. One may argue that the greatness, glory, and wealth of a state are hollow ideals, or detestable, if the citizens are oppressed and treated as mere means to the grandeur of the whole. Like Christian thinkers, or like Constant and the liberals, or like Sismondi and the theorists of the welfare state, one may prefer a state in which citizens are prosperous even though the public treasury is poor, in which government is neither centralized nor omnipotent, nor, perhaps, sovereign at all, but the citizens enjoy a wide degree of individual freedom; one may contrast this favorably with the great authoritarian concentrations of power built by Alexander or Frederick the Great or Napoleon, or the great autocrats of the twentieth century.”

“If so, one is simply contradicting Machiavelli’s thesis: he sees no merit in such loose political textures. They cannot last. Men cannot long survive in such conditions. He is convinced that states that have lost the appetite for power are doomed to decadence and are likely to be destroyed by their more vigorous and better armed neighbors; and Vico and modern “realistic” thinkers have echoed this.”

“Machiavelli is possessed by a clear, intense, narrow vision of a society in which human talents can be made to contribute to a powerful and splendid whole. He prefers republican rule in which the interests of the rulers do not conflict with those of the ruled. But (as Macaulay perceived) he prefers a well-governed principate to a decadent republic, and the qualities he admires and thinks capable of being welded into—indeed, indispensable to—a durable society are not different in The Prince and The Discourses: energy, boldness, practical skill, imagination, vitality, self-discipline, shrewdness, public spirit, good fortune, antiqua virtus, virtù—firmness in adversity, strength of character, as celebrated by Xenophon or Livy. All his more shocking maxims—those responsible for the “murderous Machiavel” of the Elizabethan stage—are descriptions of methods of realizing this single end: the classical, humanistic, and patriotic vision that dominates him.”

“One must employ terrorism or kindness, as the case dictates. Severity is usually more effective, but humanity, in some situations, brings better fruit. You may excite fear but not hatred, for hatred will destroy you in the end.”

“It is best to keep men poor and on a permanent war footing, for this will be an antidote to the two great enemies of obedience—ambition and boredom—and the ruled will then feel in constant need of great men to lead them (the twentieth century offers us only too much evidence for this sharp insight).”

“Competition—divisions between classes—in a society is desirable, for it generates energy and ambition in the right degree.”

“Religion must be promoted even though it may be false, provided it is of a kind that preserves social solidarity and promotes manly virtues, as Christianity has historically failed to do.”

“When you confer benefits (he says, following Aristotle), do so yourself; but if dirty work is to be done, let others do it, for then they, not the prince, will be blamed and the prince can gain favor by duly cutting off their heads: for men prefer vengeance and security to liberty.”

“Do what you must do in any case, but try to represent it as a special favor to the people. If you must commit a crime do not advertise it beforehand, since otherwise your enemies may destroy you before you destroy them. If your action must be drastic, do it in one fell swoop, not in agonizing stages.”

“Do not be surrounded by over-powerful servants—victorious generals are best got rid of, otherwise they may get rid of you.”

“You may be violent and use your power to overawe, but you must not break your own laws, for that destroys confidence and disintegrates the social texture. Men should either be caressed or annihilated; appeasement and neutralism are always fatal.”

“Excellent plans without arms are not enough or else Florence would still be a republic. Rulers must live in the constant expectation of war.”

“Success creates more devotion than an amiable character”

“Men will be false to you unless you compel them to be true by creating circumstances in which falsehood will not pay. And so on.”

“These maxims have one property in common: they are designed to create or resurrect or maintain an order that will satisfy what the author conceives as men’s most permanent interests.”

“Machiavelli’s values may be erroneous, dangerous, odious; but he is in earnest. He is not cynical. The end is always the same: a state conceived after the analogy of Periclean Athens, or Sparta, but above all the Roman Republic. Such an end, for which men naturally crave (of this he thinks that history and observation provide conclusive evidence), “excuses” any means. In judging means, look only to the end: if the state goes under, all is lost.”

“Hence the famous paragraph in the forty-first chapter of the third book of The Discourses where he says: When the very safety of the country depends upon the resolution to be taken, no considerations of justice or injustice, humanity or cruelty, not of glory or of infamy, should be allowed to prevail. But putting all other considerations aside, the only question should be “What course will save the life and liberty of the country?””

“Fichte, Hegel, Treitschke “reinterpreted” his doctrines and assimilated them to their own views. But the sense of horror was not thereby greatly mitigated. It is evident that the effect of the shock that he administered was not a temporary one: it has lasted almost into our own day.”

“The great originality, the tragic implications of Machiavelli’s theses seem to me to reside in their relation to a Christian civilization. It was all very well to live by the light of pagan ideals in pagan times; but to preach paganism more than a thousand years after the triumph of Christianity was to do so after the loss of innocence—and to be forcing men to make a conscious choice. The choice is painful because it is a choice between two entire worlds. Men have lived in both, and fought and died to preserve them against each other. Machiavelli has opted for one of them, and he is prepared to commit crimes for its sake.”

“In killing, deceiving, betraying, Machiavelli’s princes and republicans are doing evil things not condonable in terms of common morality. It is Machiavelli’s great merit that he does not deny this. Marsilio, Hobbes, Spinoza, and, in their own fashion, Hegel and Marx did try to deny it. So did many a defender of the raison d’état, Imperialist and Populist, Catholic and Protestant. These thinkers argue for a single moral system, and seek to show that the morality which justifies, and indeed demands, such deeds is continuous with, and a more rational form of, the confused ethical beliefs of the uninstructed morality which forbids them absolutely.”

“From the vantage point of the great social objectives in the name of which these (prima facie wicked) acts are to be performed, they will be seen (so the argument goes) as no longer wicked, but as rational—demanded by the very nature of things, by the common good, or man’s true ends, or the dialectic of history—condemned only by those who cannot or will not see a large enough segment of the logical or theological or metaphysical or historical pattern; misjudged, denounced only by the spiritually blind or short-sighted. At worst, these “crimes” are discords demanded by the larger harmony, and therefore, to those who hear this harmony, no longer discordant.”

“Machiavelli is not a defender of any such abstract theory. It does not occur to him to employ such casuistry. He is transparently honest and clear. In choosing the life of a statesman, or even the life of a citizen with enough civic sense to want his state to be as successful and splendid as possible, a man commits himself to rejection of Christian behavior.”

“It may be that Christians are right about the well-being of the individual soul, taken outside the social or political context. But the well-being of the state is not the same as the well-being of the individual—“they cannot be governed in the same way.” You have made your choice: the only crimes are weakness, cowardice, stupidity which may cause you to draw back in midstream and fail.”

“If one can produce the right result by using the devotion and affection of men, let this be done by all means. There is no value in causing suffering as such. But if one cannot, then Moses, Romulus, Theseus, Cyrus are the exemplars, and fear must be employed. There is no sinister satanism in Machiavelli, nothing of Dostoevsky’s great sinner, pursuing evil for evil’s sake. To Dostoevsky’s famous question “Is everything permitted?” Machiavelli, who for Dostoevsky would surely have been an atheist, answers, “Yes, if the end—that is, the pursuit of a society’s basic interests in a specific situation—cannot be realized in any other way.””

“Others—perhaps the majority of his interpreters—look on him as the originator, or at least a defender, of what later came to be called “raison d’état,” “Staatsraison,” “Ragion di Stato“—the justification of immoral acts when undertaken on behalf of the state in exceptional circumstances. More than one scholar has pointed out, reasonably enough, that the notion that desperate cases require desperate remedies—that “necessity knows no law”—is to be found not only in antiquity but equally in Aquinas and Dante and other medieval writers long before Bellarmine or Machiavelli.”

“But it is not Machiavelli’s position. For the defenders of the raison d’état, the sole justification of these measures is that they are exceptional—that they are needed to preserve a system the purpose of which is precisely to preclude the need for such odious measures, so that the sole justification of such steps is that they will end the situations that render them necessary. But for Machiavelli these measures are, in a sense, themselves quite normal. No doubt they are called for only by extreme need; yet political life tends to generate a good many such needs, of varying degrees of “extremity”; hence Baglioni, who shied from the logical consequences of his own policies, was clearly unfit to rule.”

“The notion of raison d’état entails a conflict of values which may be agonizing to morally good and sensitive men. For Machiavelli there is no conflict. Public life has its own morality, to which Christian principles (or any absolute personal values) tend to be a gratuitous obstacle. This life has its own standards: it does not require perpetual terror, but it approves, or at least permits, the use of force where it is needed to promote the ends of political society.”

“Professor Sheldon Wolin seems to me right in insisting that Machiavelli believes in a permanent “economy of violence”—the need for a consistent reserve of force always in the background to keep things going in such a way that the virtues admired by him, and by the classical thinkers to whom he appeals, can be protected and allowed to flower. Men brought up within a community in which such force, or its possibility, is used rightly will live the happy lives of Greeks or Romans during their finest hours. They will be characterized by vitality, genius, variety, pride, power, success (Machiavelli scarcely ever speaks of arts or sciences); but it will not, in any clear sense, be a Christian commonwealth. The moral conflict which this situation raises will trouble only those who are not prepared to abandon either course: those who assume that the two incompatible lives are, in fact, reconcilable.”

“But to Machiavelli the claims of the official morality are scarcely worth discussing: they are not translatable into social practice. “If men were good…” but he feels sure that they can never be improved beyond the point at which power considerations are relevant. If morals relate to human conduct, and men are by nature social, Christian morality cannot be a guide for normal social existence. It remained for someone to state this. Machiavelli did so.”

“One is obliged to choose: and in choosing one form of life, give up the other. That is the central point. If Machiavelli is right, if it is in principle (or in fact: the frontier seems dim) impossible to be morally good and do one’s duty as this was conceived by common European, and especially Christian, ethics, and at the same time build Sparta or Periclean Athens or the Rome of the Republic or even of the Antonines, then a conclusion of the first importance follows: that the belief that the correct, objectively valid solution to the question of how men should live can in principle be discovered is itself, in principle, not true. This was a truly erschreckend proposition.”

“One of the deepest assumptions of Western political thought is the doctrine, scarcely questioned during its long ascendancy, that there exists some single principle that not only regulates the course of the sun and the stars, but prescribes their proper behavior to all animate creatures. Animals and subrational beings of all kinds follow it by instinct; higher beings attain to consciousness of it, and are free to abandon it, but only to their doom. This doctrine in one version or another has dominated European thought since Plato; it has appeared in many forms, and has generated many similes and allegories. At its center is the vision of an impersonal Nature or Reason or cosmic purpose, or of a divine Creator whose power has endowed all things and creatures each with a specific function; these functions are elements in a single harmonious whole, and are intelligible in terms of it alone.”

“This was often expressed by images taken from architecture: of a great edifice of which each part fits uniquely in the total structure; or from the human body as an all-embracing organic whole; or from the life of society as a great hierarchy, with God as the ens realissimum at the summit of two parallel systems—the feudal order and the natural order—stretching downward from Him, and reaching upward to Him, obedient to His will. Or it is seen as the Great Chain of Being, the Platonic-Christian analogue of the world-tree Ygdrasil, which links time and space and all that they contain. Or it has been represented by an analogy drawn from music, as an orchestra in which each instrument or group of instruments has its own tune to play in the infinitely rich polyphonic score. When, after the seventeenth century, harmonic metaphors replaced polyphonic images, the instruments were no longer conceived as playing specific melodies, but as producing sounds which, although they might not be wholly intelligible to any given group of players (and even sound discordant or superfluous if taken in isolation), yet contributed to the total pattern perceptible only from a loftier stand-point.”

“The idea of the world and of human society as a single intelligible structure is at the root of all the many various versions of Natural Law—the mathematical harmonies of the Pythagoreans, the logical ladder of Platonic Forms, the genetic-logical pattern of Aristotle, the divine logos of the Stoics and the Christian churches and of their secularized offshoots. The advance of the natural sciences generated more empirically conceived versions of this image as well as anthropomorphic similes: of Dame Nature as an adjuster of conflicting tendencies (as in Hume or Adam Smith), of Mistress Nature as the teacher of the best way to happiness (as in the works of some French Encyclopaedists), of Nature as embodied in the actual customs or habits of organized social wholes; biological, aesthetic, psychological similes have reflected the dominant ideas of an age.”

“This unifying monistic pattern is at the very heart of traditional rationalism, religious and atheistic, metaphysical and scientific, transcendental and naturalistic, which has been characteristic of Western civilization. It is this rock, upon which Western beliefs and lives had been founded, that Machiavelli seems, in effect, to have split open.”

“If to ask what are the ends of life is to ask a real question, it must be capable of being correctly answered. To claim rationality in matters of conduct was to claim that correct and final solutions to such questions can in principle be found.”

“When such solutions were discussed in earlier periods, it was normally assumed that the perfect society could be conceived, at least in outline; for otherwise what standard could one use to condemn existing arrangements as imperfect? It might not be realizable here, below. Men were too ignorant or too weak or too vicious to create it. Or it was said (by some materialistic thinkers in the centuries following The Prince) that it was technical means that were lacking, that no one had yet discovered methods of overcoming the material obstacles to the golden age; that we were not technologically or educationally or morally sufficiently advanced. But it was never said that there was something incoherent in the very notion itself.”

“Plato and the Stoics, the Hebrew prophets and Christian medieval thinkers, and the writers of utopias from More onward had a vision of what it was that men fell short of; they claimed, as it were, to be able to measure the gap between the reality and the ideal. But if Machiavelli is right, this entire tradition—the central current of Western thought—is fallacious. For if his position is valid then it is impossible to construct even the notion of such a perfect society, for there exist at least two sets of virtues—let us call them the Christian and the pagan—which are not merely in practice, but in principle, incompatible.”

“If men practice Christian humility, they cannot also be inspired by the burning ambitions of the great classical founders of cultures and religions; if their gaze is centered upon the world beyond—if their ideas are infected by even lip-service to such an outlook—they will not be likely to give all that they have to an attempt to build a perfect city. If suffering and sacrifice and martyrdom are not always evil and inescapable necessities, but may be of supreme value in themselves, then the glorious victories over fortune, which go to the bold, the impetuous, and the young, might neither be won nor thought worth winning. If spiritual goods alone are worth striving for, then of how much value is the study of necessita—of the laws that govern nature and human lives—by the manipulation of which men might accomplish unheard-of things in the arts and the sciences and the organization of social lives?”

“To abandon the pursuit of secular goals may lead to disintegration and a new barbarism; but even if this is so, is this the worst that could happen? Whatever the differences between Plato and Aristotle, or of either of these thinkers from the Sophists or Epicureans or the other Greek schools of the fourth and later centuries, they and their disciples, the European rationalists and empiricists of the modern age, were agreed that the study of reality by minds undeluded by appearances could reveal the correct ends to be pursued by men—that which would make men free and happy, strong and rational.”

“Some thought that there was a single end for all men in all circumstances, or different ends for men of different kinds or in dissimilar historical environments. Objectivists and universalists were opposed by relativists and subjectivists, metaphysicians by empiricists, theists by atheists. There was profound disagreement about moral issues; but what none of these thinkers, not even the Skeptics, had suggested was that there might exist ends—ends in themselves in terms of which alone everything else was justified—which were equally ultimate, but incompatible with one another, that there might exist no single universal overarching standard that would enable a man to choose rationally between them.”

“This was indeed a profoundly upsetting conclusion. It entailed that if men wished to live and act consistently, and understand what goals they were pursuing, they were obliged to examine their moral values. What if they found that they were compelled to make a choice between two incommensurable systems? To choose as they did without the aid of an infallible measuring rod which certified one form of life as being superior to all others and which could be used to demonstrate this to the satisfaction of all rational men? Is it, perhaps, this awful truth, implicit in Machiavelli’s exposition, that has upset the moral consciousness of men, and has haunted their minds so permanently and obsessively ever since?”

“Whenever a thinker, however distant from us in time or culture, still stirs passion, enthusiasm, or indignation, any kind of intense debate, it is generally the case that he has propounded a thesis that upsets some deeply established idée reçue, a thesis that those who wish to cling to the old conviction nevertheless find it hard or impossible to dismiss or refute. This is the case with Plato, Hobbes, Rousseau, Marx.”

“I should like to suggest that it is Machiavelli’s juxtaposition of the two outlooks—the two incompatible moral worlds, as it were—in the minds of his readers, and the collision and acute discomfort that follow that, over the years, has been responsible for the desperate efforts to interpret his doctrines away, to represent him as a cynical and therefore ultimately shallow defender of power politics; or as a diabolist; or as a patriot prescribing for particularly desperate situations which seldom arise; or as a mere time server; or as an embittered political failure; or as a mere mouthpiece of truths we have always known but did not like to utter; or again as the enlightened translator of universally accepted ancient social principles into empirical terms; or as a crypto-republican satirist (a descendant of Juvenal, a forerunner of Orwell); or as a cold scientist, a mere political technologist free from moral implications; or as a typical Renaissance publicist practicing a now obsolete genre; or in any of the numerous other roles that have been and are still being cast for him.”

“Machiavelli may have possessed some of these attributes, but concentration on one or other of them as constituting his essential, “true” character seems to me to stem from reluctance to face and, still more, discuss the uncomfortable truth that Machiavelli had, unintentionally, almost casually, uncovered: namely, that not all ultimate values are necessarily compatible with one another—that there might be a conceptual (what used to be called “philosophical”), and not merely a material, obstacle to the notion of the single ultimate solution which, if it were only realized, would establish the perfect society.”

“Yet if no such solution can, even in principle, be formulated, then all political and, indeed, moral problems are thereby transformed. This is not a division of politics from ethics. It is the uncovering of the possibility of more than one system of values, with no criterion common to the systems whereby a rational choice can be made between them.”

“This is not the rejection of Christianity for paganism (although Machiavelli clearly prefers the latter), nor of paganism for Christianity (which, at least in its historical form, he thought incompatible with the basic needs of normal men), but the setting of them side by side with the implicit invitation to men to choose either a good, virtuous private life or a good, successful social existence, but not both.”

“But the question that his writings have dramatized, if not for himself, then for others in the centuries that followed, is this: what reason have we for supposing that justice and mercy, humility and virtù, happiness and knowledge, glory and liberty, magnificence and sanctity will always coincide, or indeed be compatible at all? Poetic justice is, after all, so called not because it does, but because it does not, as a rule, occur in the prose of ordinary life, where, ex hypothesi, a very different kind of justice operates.”

““States and people are governed in a different way from an individual.” Hence what talk can there be of indestructible rights, either in the medieval or the liberal sense? The wise man must eliminate fantasies from his own head, and should seek to dispel them from the heads of others; or, if they are too resistant, he should at least, as Pareto or Dostoevsky’s Grand Inquisitor recommended, exploit them as a means to a viable society.”

““The march of world history stands outside virtue, vice and justice,” said Hegel. If for the march of history you substitute “a well governed patria,” and interpret Hegel’s notion of virtue as it is understood by Christians or ordinary men, then Machiavelli is one of the earliest proponents of this doctrine.”

“His psychology is often excessively primitive. He scarcely seems to allow for the bare possibility of sustained and genuine altruism, he refuses to consider the motives of men who are prepared to fight against enormous odds, who ignore necessità and are prepared to lose their lives in a hopeless cause.”

“He sees history as one endless process of cutthroat competition, in which the only goal that rational men can have is to succeed in the eyes of their contemporaries and of posterity.”

“Nor is it merely his recommendation of ruthless measures that so upsets his readers. Aristotle had long ago allowed that exceptional situations might arise, that principles and rules could not be rigidly applied to all situations; the advice to rulers in The Politics is tough-minded enough. Cicero is aware that critical situations demand exceptional measures; ratio publicae utilitatis, ratio status were familiar in the thought of the Middle Ages. “Necessity is not subject to law” is a Thomist sentiment; Pierre d’Auvergne says much the same. Harrington said this in the following century, and Hume applauded him.”

“These opinions were not thought original by these, or perhaps any, thinkers. Machiavelli did not originate nor did he make much use of the notion of raison d’état. He stressed will, boldness, address, at the expense of the rules laid down by the calm ragione, to which his colleagues in the Pratiche Fiorentine, and perhaps the Oricellari Gardens, may have appealed. So did Leon Battista Alberti when he declared that fortuna crushes only the weak and propertyless; so did contemporary poets; so, too, in his own fashion, did Pico della Mirandola in his great apostrophe to the powers of man the creator, who, unlike the angels, can transform himself into any shape—the ardent image that lies at the heart of European humanism in the North as well as the Mediterranean.”

“Yet it is not his secularism, however audacious in his own day, that could have disturbed the contemporaries of Voltaire or Bentham or their successors. What shocked them is something different.”

“Machiavelli’s cardinal achievement is his uncovering of an insoluble dilemma, the planting of a permanent question mark in the path of posterity. It stems from his de facto recognition that ends equally ultimate, equally sacred, may contradict each other, that entire systems of value may come into collision without possibility of rational arbitration, and that not merely in exceptional circumstances, as a result of abnormality or accident or error—the clash of Antigone and Creon or in the story of Tristan—but (this was surely new) as part of the normal human situation.”

“But for Machiavelli, at least in The Prince, The Discourses, Mandragola, there is no agony. One chooses as one chooses because one knows what one wants, and is ready to pay the price. One chooses classical civilization rather than the Theban desert, Rome and not Jerusalem, whatever the priests may say, because such is one’s nature, and—he is no existentialist or romantic individualist avant la parole—because it is that of men in general, at all times, everywhere.”

“If others prefer solitude or martyrdom, he shrugs his shoulders. Such men are not for him. He has nothing to say to them, nothing to argue with them about. All that matters to him and those who agree with him is that such men be not allowed to meddle with politics or education or any of the cardinal factors in human life; their outlook unfits them for such tasks.”

“He seems to take for granted the obvious superiority of classical civic virtue and brushes aside Christian values, as well as conventional morality, with a disparaging or patronizing sentence or two, or smooth words about the misinterpretation of Christianity.”

“If what Machiavelli believed is true, this undermines one major assumption of Western thought: namely, that somewhere in the past or the future, in this world or the next, in the church or the laboratory, in the speculations of the metaphysician or the findings of the social scientist or in the uncorrupted heart of the simple good man, there is to be found the final solution of the question of how men should live. If this is false (and if more than one equally valid answer to the question can be returned, then it is false) the idea of the sole true, objective, universal human ideal crumbles. The very search for it becomes not merely utopian in practice, but conceptually incoherent.”

“One can surely see how this might seem unfaceable to men, believers or atheists, empiricist or apriorists, brought up on the opposite assumption. Nothing could well be more upsetting to those brought up in a monistic religious or, at any rate, moral, social, or political system than a breach in it. This is the dagger of which Meinecke speaks, with which Machiavelli inflicted the wound that has never healed; even though Professor Felix Gilbert is right in thinking that he did not bear the scars of it himself. For he remained a monist, albeit a pagan one.”

“Machiavelli was doubtless guilty of much confusion and exaggeration. He confused the proposition that ultimate ideals may be incompatible with the very different proposition that the more conventional human ideals—founded on ideas of Natural Law, brotherly love, and human goodness—were unrealizable and that those who acted on the opposite assumption were fools, and at times dangerous ones; and he attributed this dubious proposition to antiquity and believed that it was verified by history.”

“The first of these assertions strikes at the root of all doctrines committed to the possibility of attaining, or at least formulating, final solutions; the second is empirical, commonplace, and not self-evident. The two propositions are not, in any case, identical or logically connected. Moreover he exaggerated wildly: the idealized types of the Periclean Greek or the Roman of the old Republic may be irreconcilable with the ideal citizen of a Christian commonwealth (supposing such were conceivable), but in practice—above all in history, to which our author went for illustrations if not for evidence—pure types seldom obtain: mixtures and compounds and compromises and forms of communal life that do not fit into easy classifications, but which neither Christians nor liberal humanists nor Machiavelli would be compelled by their beliefs to reject, can be conceived without too much intellectual difficulty. Still, to attack and inflict lasting damage on a central assumption of an entire civilization is an achievement of the first order.”

“After Machiavelli, doubt is liable to infect all monistic constructions. The sense of certainty that there is somewhere a hidden treasure—the final solution to our ills—and that some path must lead to it (for, in principle, it must be discoverable); or else, to alter the image, the conviction that the fragments constituted by our beliefs and habits are all pieces of a jigsaw puzzle, which (since there is an a priori guarantee for this) can, in principle, be solved; so that it is only because of lack of skill or stupidity or bad fortune that we have not so far succeeded in discovering the solution whereby all interests will be brought into harmony—this fundamental belief of Western political thought has been severely shaken.”

“This is the negative implication. There is also one that is positive, and might have surprised and perhaps displeased Machiavelli. So long as only one ideal is the true goal, it will always seem to men that no means can be too difficult, no price too high, to do whatever is required to realize the ultimate goal. Such certainty is one of the great justifications of fanaticism, compulsion, persecution. But if not all values are compatible with one another, and choices must be made for no better reason than that each value is what it is, and we choose it for what it is, and not because it can be shown on some single scale to be higher than another. If we choose forms of life because we believe in them, because we take them for granted, or, upon examination, find that we are morally unprepared to live in any other way (although others choose differently); if rationality and calculation can be applied only to means or subordinate ends, but never to ultimate ends; then a picture emerges different from that constructed round the ancient principle that there is only one good for men.”

“If there is only one solution to the puzzle, then the only problems are first how to find it, then how to realize it, and finally how to convert others to the solution by persuasion or by force. But if this is not so (Machiavelli contrasts two ways of life, but there could be, and, save for fanatical monists, there obviously are, more than two), then the path is open to empiricism, pluralism, toleration, compromise. Toleration is historically the product of the realization of the irreconcilability of equally dogmatic faiths, and the practical improbability of complete victory of one over the other. Those who wished to survive realized that they had to tolerate error. They gradually came to see merits in diversity, and so became skeptical about definitive solutions in human affairs.”

“But it is one thing to accept something in practice, another to justify it rationally. Machiavelli’s “scandalous” writings begin the latter process. This was a major turning point, and its intellectual consequences, wholly unintended by its originator, were, by a fortunate irony of history (which some call its dialectic), the basis of the very liberalism that Machiavelli would surely have condemned as feeble and characterless, lacking in single-minded pursuit of power, in splendor, in organization, in virtù, in power to discipline unruly men against huge odds into one energetic whole. Yet he is, in spite of himself, one of the makers of pluralism, and of its—to him—perilous acceptance of toleration.”

“By breaking the original unity he helped to cause men to become aware of the necessity of making agonizing choices between incompatible alternatives, incompatible in practice or, worse still, for logical reasons, in public and private life (for the two could not, it became obvious, be genuinely kept distinct). His achievement is of the first order, if only because the dilemma has never given men peace since it came to light (it remains unsolved, but we have learned to live with it). Men had, no doubt, in practice, often enough experienced the conflict that Machiavelli made explicit. He converted its expression from a paradox into something approaching a commonplace.”

“The sword of which Meinecke spoke has not lost its edge: the wound has not healed. To know the worst is not always to be liberated from its consequences; nevertheless it is preferable to ignorance. It is this painful truth that Machiavelli forced on our attention, not by formulating it explicitly, but perhaps the more effectively by relegating much uncriticized traditional morality to the realm of utopia.”


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